-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LB0b6Sa/0/hoJG0muPADyfI8x84evkyGtN5mWhsDkNW6Jk5gQPL3vtqPWPNt2ab5 yYuzCoXMZPU/JCORRxrKFA== 0000861818-98-000013.txt : 19980218 0000861818-98-000013.hdr.sgml : 19980218 ACCESSION NUMBER: 0000861818-98-000013 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALPINE CORP CENTRAL INDEX KEY: 0000916457 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 770031605 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48317 FILM NUMBER: 98538675 BUSINESS ADDRESS: STREET 1: 50 WEST SAN FERNANDO ST CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089955115 MAIL ADDRESS: STREET 1: 50 W SAN FERNANDO STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P /ADV CENTRAL INDEX KEY: 0000861818 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232778393 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 6105582800 MAIL ADDRESS: STREET 1: 285 WILMINGTON STREET 2: WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 FORMER COMPANY: FORMER CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P /ADV DATE OF NAME CHANGE: 19960228 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Calpine Corp. (Name of Issuer) Common (Title of Class of Securities) 131347106 (CUSIP Number) Check the following box if a fee is being paid with this statement ___ . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item I; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 131347106 1 NAME OF REPORTING PERSON S.S. OR I.R.S. INDENTIFICATION NO. OF ABOVE PERSON Gardner Lewis Asset Management 23-2778393 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) __ (b) __ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION 285 Wilmington - West Chester Pike, Chadds Ford, PA 19317 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 67,500 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 67,500 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 67,500 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* __ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00% 12 TYPE OF REPORTING PERSON * IA *SEE INSTRUCTION BEFORE FILLING OUT! Item 1. (a) Name of Issuer. Calpine Corp. (b) Address of Issuer's Principal Executive Offices. 20 West San Fernando Street, San Jose, CA 95113 Item 2. (a) Name of Person Filing. Gardner Lewis Asset Management, L.P. (b) Address of Principal Business Office or, if none, Residence. 285 Wilmington - West Chester Pike, Chadds Ford, PA 19317 (c) Citizenship. USA (d) Title of Class of Securities. Common (e) CUSIP Number. 131347106 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) __ Broker or Dealer registered under Section 15 of the Act. (b) __ Bank as defined in section 3(a)(6) of the Act (c) __ Insurance Company as defined in section 3(a)(19) of the Act (d) __ Investment Company registered under section 8 of the Investment Company Act (e) X Investment Advisor registered under section 203 of the Investment Advisers Act of 1940 (f) __ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F) (g) __ Parent Holding Company, in accordance with 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) __ Group, in accordance with 240.13d-1(b)(1)(ii)(H) Item 4. Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned 67,500 (b) Percent of Class 0.00% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 67,500 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 67,500 (iv) shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following _X_. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction have such purposes or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 02/13/98 Date Signature W. Whitfield Gardner Chairman and CEO Name/Title -----END PRIVACY-ENHANCED MESSAGE-----